Filing Details
- Accession Number:
- 0001578563-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-27 17:04:00
- Reporting Period:
- 2021-05-25
- Accepted Time:
- 2021-05-27 17:04:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1817271 | Marco Fregenal | C/O Fathom Holdings Inc. 2000 Regency Parkway Suite 300 Cary NC 27518 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-25 | 2,332 | $30.28 | 1,323,377 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-25 | 1,614 | $31.20 | 1,321,763 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-25 | 101 | $31.79 | 1,321,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-26 | 9,143 | $31.16 | 1,312,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 329 | Indirect | See footnote 6 |
Common Stock | 150,000 | Indirect | By: Fregenal 2020 Irrevocable Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021.
- The reported securities were sold in multiple transactions at prices ranging from $29.79 to $30.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
- The reported securities were sold in multiple transactions at prices ranging from $30.79 to $31.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The reported securities were sold in multiple transactions at prices ranging from $30.70 to $31.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
- These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.