Filing Details
- Accession Number:
- 0001493152-21-013002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-26 20:43:43
- Reporting Period:
- 2021-05-24
- Accepted Time:
- 2021-05-26 20:43:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083743 | Flux Power Holdings Inc. | FLUX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 860931332 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550109 | Michael Johnson | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-24 | 2,810 | $11.00 | 4,633,144 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-05-26 | 9,848 | $10.77 | 4,623,296 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").
- The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $11.00. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to 10.85, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.