Filing Details
- Accession Number:
- 0001179110-21-005990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-26 19:51:19
- Reporting Period:
- 2021-05-22
- Accepted Time:
- 2021-05-26 19:51:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1766683 | John Hazen | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Chief Digital Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-22 | 1,069 | $74.12 | 1,666 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-05-24 | 579 | $73.83 | 1,087 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 3,054 | $20.94 | 4,141 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 3,259 | $24.08 | 7,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 6,313 | $73.80 | 1,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-25 | 1,087 | $73.59 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2021-05-24 | 3,054 | $0.00 | 3,054 | $20.94 |
| Common Stock | Options | Disposition | 2021-05-24 | 3,259 | $0.00 | 3,259 | $24.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,159 | 2030-05-21 | No | 4 | M | Direct | |
| 9,776 | 2030-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,046 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $28.63 | 2029-05-20 | 6,214 | 6,214 | Direct | |
| Common Stock | Options | $18.66 | 2026-03-19 | 22,508 | 22,508 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-05-20 | 6,214 | 6,214 | Direct |
| 2026-03-19 | 22,508 | 22,508 | Direct |
Footnotes
- On May 22, 2021, in connection with the vesting of shares underlying an aggregate of 2,156 previously disclosed restricted stock units, the issuer withheld 1,069 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $74.12 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 22, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 6 below.
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $73.06 to $74.66, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $72.97 to $74.58, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on May 25, 2021. The shares were sold in multiple transactions at prices ranging from $72.54 to $75.97, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 25, 2021 that remain subject to time-based vesting.
- The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
- The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
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