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Filing Details

Accession Number:: 0001179110-21-005987
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-26 19:47:57
Reporting Period:: 2021-05-22

Accepted Time:: 2021-05-26 19:47:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610250	Boot Barn Holdings Inc.	BOOT	Retail-Shoe Stores (5661)	900776290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623534	Grant James Conroy	C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-05-22	3,411	$74.12	25,092	No	4	F	Direct
Common Stock	Disposition	2021-05-24	1,140	$74.12	26,251	No	4	F	Direct
Common Stock	Acquisiton	2021-05-25	6,365	$23.92	32,616	No	4	M	Direct
Common Stock	Acquisiton	2021-05-25	10,395	$24.08	43,011	No	4	M	Direct
Common Stock	Acquisiton	2021-05-25	9,440	$28.63	52,451	No	4	M	Direct
Common Stock	Disposition	2021-05-25	38,822	$73.77	13,629	No	4	S	Direct
Common Stock	Acquisiton	2021-05-26	20,075	$7.11	33,704	No	4	M	Direct
Common Stock	Acquisiton	2021-05-26	9,740	$20.94	43,444	No	4	M	Direct
Common Stock	Acquisiton	2021-05-26	19,913	$23.92	63,357	No	4	M	Direct
Common Stock	Disposition	2021-05-26	49,728	$76.06	13,629	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2021-05-25	6,365	$0.00	6,365	$23.92
Common Stock	Options	Disposition	2021-05-25	10,395	$0.00	10,395	$24.08
Common Stock	Options	Disposition	2021-05-25	9,440	$0.00	9,440	$28.63
Common Stock	Option	Disposition	2021-05-26	19,913	$0.00	19,913	$23.92
Common Stock	Options	Disposition	2021-05-26	20,075	$0.00	20,075	$7.11
Common Stock	Options	Disposition	2021-05-26	9,740	$0.00	9,740	$20.94

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46,191	2026-05-24	No	4	M	Direct
31,184	2030-05-21	No	4	M	Direct
18,880	2029-05-20	No	4	M	Direct
26,278	2026-05-24	No	4	M	Direct
8,493	2024-05-20	No	4	M	Direct
29,217	2030-05-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	45,401	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$6.15		2025-06-05	50,602	50,602	Direct
Common Stock	Options	$28.63		2029-05-20	227,273	227,273	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-06-05	50,602	50,602	Direct
2029-05-20	227,273	227,273	Direct

Footnotes

On May 22, 2021, in connection with the vesting of shares underlying an aggregate of 6,878 previously disclosed restricted stock units, the issuer withheld 3,411 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $74.12 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 22, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below.
On May 24, 2021, in connection with the vesting of shares underlying an aggregate of 2,299 previously disclosed restricted stock units, the issuer withheld 1,140 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $74.12 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 24, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below.
Reflects the weighted average price of sales on May 25, 2021. The shares were sold in multiple transactions at prices ranging from $72.47 to $75.99, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on May 26, 2021. The shares were sold in multiple transactions at prices ranging from $73.58 to $77.09, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the number of shares of common stock held by the reporting person as of May 26, 2021 that are not subject to further vesting conditions.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 26, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and will vest on May 20, 2023, subject to earlier vesting in connection with death, disability or a change in control. Vesting criteria relating to targeted trading prices have been satisfied.