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Filing Details

Accession Number:: 0001288469-21-000150
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-26 18:57:15
Reporting Period:: 2021-05-24

Accepted Time:: 2021-05-26 18:57:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1642366	James Lougheed	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-05-24	24,292	$13.03	110,332	No	4	M	Direct
Common Stock	Disposition	2021-05-24	24,292	$36.29	86,040	No	4	S	Direct
Common Stock	Acquisiton	2021-05-25	6,739	$13.03	92,779	No	4	M	Direct
Common Stock	Acquisiton	2021-05-25	15,620	$12.17	108,399	No	4	M	Direct
Common Stock	Acquisiton	2021-05-25	7,641	$13.61	116,040	No	4	M	Direct
Common Stock	Disposition	2021-05-25	30,000	$36.62	86,040	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-05-24	2,531	$0.00	2,531	$13.03
Common Stock	Stock Option (right to buy)	Disposition	2021-05-24	21,761	$0.00	21,761	$13.03
Common Stock	Stock Option (right to buy)	Disposition	2021-05-25	6,739	$0.00	6,739	$13.03
Common Stock	Stock Option (right to buy)	Disposition	2021-05-25	15,620	$0.00	15,620	$12.17
Common Stock	Stock Option (right to buy)	Disposition	2021-05-25	7,641	$0.00	7,641	$13.61

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-09-14	No	4	M	Direct
6,739	2022-09-14	No	4	M	Direct
0	2022-09-14	No	4	M	Direct
0	2023-02-01	No	4	M	Direct
15,836	2023-05-02	No	4	M	Direct

Footnotes

Represents the weighted average share price of an aggregate total of 24,292 shares sold in the price range of $36.08 to $36.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $36.16 to $37.025 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 34.77% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 47.32% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through September 14, 2019, 17.91% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date.
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one thirty-third (1/33rd) of the shares subject to the option vested and became exercisable on June 1, 2017 (the "Vesting Commencement Date), and one thirty-third (1/33rd) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on June 2, 2017 (the "Vesting Commencement Date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.