Filing Details

Accession Number:
0001209191-21-035951
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-26 16:46:16
Reporting Period:
2021-05-24
Accepted Time:
2021-05-26 16:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245088 O Thomas Mcgimpsey 1595 Wynkoop Street, Suite 800
Denver CO 80202
Evp & Chief Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-24 2,219 $100.00 39,809 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 16, 2021.
  2. Represents 9,605 shares of unvested restricted stock units and 30,204 shares of common stock.