Filing Details
- Accession Number:
- 0001156039-21-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-26 16:31:05
- Reporting Period:
- 2021-05-24
- Accepted Time:
- 2021-05-26 16:31:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433032 | E John Gallina | 220 Virginia Avenue Indianapolis IN 46204 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-24 | 5,775 | $146.93 | 60,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 1,962 | $131.80 | 62,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 4,038 | $132.51 | 66,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 19,908 | $166.97 | 86,003 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 14,761 | $232.04 | 100,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 17,819 | $393.56 | 82,945 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 8,163 | $394.62 | 74,782 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 15,262 | $395.67 | 59,520 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 1,100 | $396.50 | 58,420 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 4,100 | $397.91 | 54,320 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-25 | 3,301 | $0.00 | 51,019 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-24 | 5,775 | $0.00 | 5,775 | $146.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-24 | 1,962 | $0.00 | 1,962 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-24 | 4,038 | $0.00 | 4,038 | $132.51 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-24 | 19,908 | $0.00 | 19,908 | $166.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-05-24 | 14,761 | $0.00 | 14,761 | $232.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-02 | No | 4 | M | Direct | |
| 0 | 2026-03-01 | No | 4 | M | Direct | |
| 0 | 2026-06-01 | No | 4 | M | Direct | |
| 0 | 2027-03-01 | No | 4 | M | Direct | |
| 0 | 2028-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.
- This transaction was executed in multiple trades at prices ranging from $393.17 to $394.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $394.18 to $395.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $395.23 to $396.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $396.23 to $396.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $397.50 to $398.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 5,775 shares and is exercisable in six semi-annual installments, with three installments of 962 shares each and three installments of 963 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 5,883 shares and is exercisable in six semi-annual installments, with three installments of 980 shares each and three installments of 981 shares each beginning on September 1, 2016, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 8,074 shares and is exercisable in six semi-annual installments, with two installments of 1,345 shares each and four installments of 1,346 shares each beginning on December 1, 2016, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 19,908 shares and is exercisable in six semi-annual installments of 3,318 shares each beginning on September 1, 2017, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 14,761 shares and is exercisable in six semi-annual installments, with five installments of 2,460 shares each and one installment of 2,461 shares beginning on September 1, 2018, which is the six-month anniversary of the date on which the option was granted.
Billionaire Hedge Funds
