Filing Details

Accession Number:
0001415889-21-002680
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-26 16:02:24
Reporting Period:
2021-05-24
Accepted Time:
2021-05-26 16:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770553 Jonathan Holtaway C/O Hawthorn Bancshares, Inc.
132 East High Street, Po Box 688
Jefferson City MO 65102
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-24 845 $23.37 357,480 No 4 P Indirect By Ategra Community Financial Institution Fund, LP
Common Stock Acquisiton 2021-05-25 4,800 $23.27 362,280 No 4 P Indirect By Ategra Community Financial Institution Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ategra Community Financial Institution Fund, LP
No 4 P Indirect By Ategra Community Financial Institution Fund, LP
Footnotes
  1. The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.