Filing Details
- Accession Number:
- 0001209191-11-025696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 16:47:48
- Reporting Period:
- 2011-04-30
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 16:47:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514114 | P Vincent Pangrazio | 805 East Middlefield Road Mountain View CA 94043 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-30 | 2,812 | $0.00 | 2,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-03 | 2,812 | $45.46 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-04-30 | 2,812 | $0.00 | 2,812 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,188 | No | 4 | M | Direct |
Footnotes
- As reported on Form 4 dated March 14, 2011, the reporting person received a grant of 45,000 Restricted Stock Units (RSU's) on March 10, 2011 pursuant to Cavium Network's 2007 Stock Incentive Plan. 1/16th of the RSUs vested on April 30, 2011, and 1/16th will vest on the 30th day of the first month of each of the calendar quarter thereafter.
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on March 14, 2011.
- Shares were sold ranging from $44.89 per share to $46.80 per share.