Filing Details
- Accession Number:
- 0001209191-21-035741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-25 17:18:46
- Reporting Period:
- 2021-05-24
- Accepted Time:
- 2021-05-25 17:18:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1127537 | Pulmonx Corp | LUNG | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1804146 | Beran Geoffrey Rose | C/O Pulmonx Corporation 700 Chesapeake Drive Redwood City CA 94063 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-24 | 4,363 | $40.81 | 163,719 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 24 | $41.49 | 163,695 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 10 | $41.52 | 163,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 400 | $41.55 | 163,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.42 to $41.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Includes 1,981 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on May 24, 2021.
Billionaire Hedge Funds
