Filing Details
- Accession Number:
- 0001209191-21-035690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-25 16:10:01
- Reporting Period:
- 2021-05-21
- Accepted Time:
- 2021-05-25 16:10:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488891 | Hans-Martin Blickensdoerfer | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Comm. Ops, China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-21 | 944 | $15.54 | 109,325 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 4,201 | $7.35 | 113,526 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-21 | 5,145 | $128.00 | 108,381 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 25,799 | $7.35 | 134,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 40,000 | $7.52 | 174,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 22,500 | $9.30 | 196,680 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 6,556 | $16.15 | 203,236 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 94,855 | $130.42 | 108,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2021-05-21 | 944 | $0.00 | 944 | $15.54 |
| Common Stock | Common Stock Options | Disposition | 2021-05-21 | 4,201 | $0.00 | 4,201 | $7.35 |
| Common Stock | Common Stock Options | Disposition | 2021-05-24 | 25,799 | $0.00 | 25,799 | $7.35 |
| Common Stock | Common Stock Options | Disposition | 2021-05-24 | 40,000 | $0.00 | 40,000 | $7.52 |
| Common Stock | Common Stock Options | Disposition | 2021-05-24 | 22,500 | $0.00 | 22,500 | $9.30 |
| Common Stock | Common Stock Options | Disposition | 2021-05-24 | 6,556 | $0.00 | 6,556 | $16.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-07 | 2024-03-06 | No | 4 | M | Direct |
| 25,799 | 2016-04-07 | 2025-04-06 | No | 4 | M | Direct |
| 0 | 2016-04-07 | 2025-04-06 | No | 4 | M | Direct |
| 0 | 2017-03-18 | 2028-03-17 | No | 4 | M | Direct |
| 0 | 2018-03-21 | 2027-03-20 | No | 4 | M | Direct |
| 18,444 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.
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