Filing Details
- Accession Number:
- 0001209191-21-035693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-25 16:11:05
- Reporting Period:
- 2021-05-21
- Accepted Time:
- 2021-05-25 16:11:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571478 | E James Francese | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Comm. Ops., Na, Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-21 | 15,261 | $9.30 | 67,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-21 | 15,261 | $126.83 | 52,630 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 14,500 | $16.15 | 67,130 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 14,500 | $130.42 | 52,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2021-05-21 | 15,261 | $0.00 | 15,261 | $9.30 |
| Common Stock | Common Stock Options | Disposition | 2021-05-24 | 14,500 | $0.00 | 14,500 | $16.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,739 | 2018-03-21 | 2027-03-20 | No | 4 | M | Direct |
| 10,500 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $127.44, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.58 to $131.22, inclusive.
Billionaire Hedge Funds
