Filing Details
- Accession Number:
- 0001127602-21-017972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-25 10:41:04
- Reporting Period:
- 2021-05-24
- Accepted Time:
- 2021-05-25 10:41:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660119 | L Tracy Skeans | 1441 Gardiner Lane Louisville KY 40213 | Coo And Cpo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-24 | 5,647 | $44.81 | 16,242 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 2,109 | $120.00 | 14,133 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-05-24 | 3,538 | $120.16 | 10,595 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 5,769 | $50.22 | 16,364 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 2,415 | $120.00 | 13,949 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-05-24 | 3,354 | $120.16 | 10,595 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 6,786 | $50.22 | 17,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 2,840 | $120.00 | 14,541 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-05-24 | 3,946 | $120.16 | 10,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-05-24 | 5,647 | $0.00 | 5,647 | $44.81 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-05-24 | 5,769 | $0.00 | 5,769 | $50.22 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-05-24 | 6,786 | $0.00 | 6,786 | $50.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,648 | 2014-02-06 | 2023-02-06 | No | 4 | M | Direct |
| 5,768 | 2015-02-05 | 2024-02-05 | No | 4 | M | Direct |
| 6,787 | 2018-02-05 | 2024-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,103 | Indirect | 401(k) Plan |
Footnotes
- Vesting occurs 25% per year beginning one year from grant date.
Billionaire Hedge Funds
