Filing Details
- Accession Number:
- 0001213900-21-028916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 21:51:40
- Reporting Period:
- 2020-08-11
- Accepted Time:
- 2021-05-24 21:51:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314196 | Olb Group Inc. | OLB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291393 | E John Herzog | C/O Herzog &Amp; Co., Inc., 824 Harbor Road Southport, CT 06890 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-04-30 | 100,000 | $0.00 | 2,185,232 | No | 4 | G | Direct | |
Common Stock | Disposition | 2021-04-30 | 100,000 | $0.00 | 2,085,232 | No | 4 | G | Direct | |
Common Stock | Disposition | 2021-05-20 | 100 | $5.02 | 49,651 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 900 | $5.10 | 48,751 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 850 | $5.00 | 47,901 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 450 | $4.98 | 47,451 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.98 | 47,351 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 725 | $4.95 | 46,626 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.97 | 46,526 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 50 | $4.96 | 46,476 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.97 | 46,376 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.95 | 46,276 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.98 | 46,176 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 48 | $4.92 | 46,128 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.92 | 46,028 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.93 | 45,928 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.93 | 45,828 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 8 | $4.93 | 45,820 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.93 | 45,720 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.93 | 45,620 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 100 | $4.94 | 45,520 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 112 | $4.94 | 45,408 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-20 | 1,857 | $4.98 | 43,551 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2020-08-11 | 3,612 | $0.00 | 401,333 | $9.00 |
Common Stock | Series A Warrants | Acquisiton | 2020-08-11 | 802,875 | $0.00 | 802,875 | $9.00 |
Common Stock | Series B Warrants | Acquisiton | 2020-08-11 | 200,719 | $0.00 | 200,719 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,612 | No | 4 | A | Direct | ||
802,875 | 2020-08-11 | 2025-08-11 | No | 4 | A | Direct |
200,719 | 2020-08-11 | 2025-08-11 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,524 | Indirect | By John E. Herzog Revocable Trust U/A 02/07/2014 |
Common Stock | 2,700 | Indirect | Held through an Individual Retirement Account |
Footnotes
- Bona fide gift. No compensation was given to the donor for making this gift.
- Bona fide gift. No compensation was given to the donor for making this gift.
- The reporting person agreed to convert an aggregate of$3,612,940 in indebtedness owed to him by the registrant into shares of Series A Convertible Preferred Stoc , Series A Warrants and Series B Warrants.
- The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long-term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.
- Held through an individual retirement account.
- These shares are held by Herzog & Co., LLC. The Repo1ting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
- These shares are held by John E. Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.