Filing Details

Accession Number:
0001213900-21-028916
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 21:51:40
Reporting Period:
2020-08-11
Accepted Time:
2021-05-24 21:51:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314196 Olb Group Inc. OLB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291393 E John Herzog C/O Herzog &Amp; Co., Inc., 824 Harbor Road
Southport, CT 06890
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-30 100,000 $0.00 2,185,232 No 4 G Direct
Common Stock Disposition 2021-04-30 100,000 $0.00 2,085,232 No 4 G Direct
Common Stock Disposition 2021-05-20 100 $5.02 49,651 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 900 $5.10 48,751 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 850 $5.00 47,901 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 450 $4.98 47,451 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.98 47,351 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 725 $4.95 46,626 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.97 46,526 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 50 $4.96 46,476 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.97 46,376 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.95 46,276 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.98 46,176 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 48 $4.92 46,128 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.92 46,028 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.93 45,928 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.93 45,828 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 8 $4.93 45,820 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.93 45,720 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.93 45,620 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 100 $4.94 45,520 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 112 $4.94 45,408 No 4 S Indirect By Herzog & Co., LLC
Common Stock Disposition 2021-05-20 1,857 $4.98 43,551 No 4 S Indirect By Herzog & Co., LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
No 4 S Indirect By Herzog & Co., LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Acquisiton 2020-08-11 3,612 $0.00 401,333 $9.00
Common Stock Series A Warrants Acquisiton 2020-08-11 802,875 $0.00 802,875 $9.00
Common Stock Series B Warrants Acquisiton 2020-08-11 200,719 $0.00 200,719 $4.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,612 No 4 A Direct
802,875 2020-08-11 2025-08-11 No 4 A Direct
200,719 2020-08-11 2025-08-11 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,524 Indirect By John E. Herzog Revocable Trust U/A 02/07/2014
Common Stock 2,700 Indirect Held through an Individual Retirement Account
Footnotes
  1. Bona fide gift. No compensation was given to the donor for making this gift.
  2. Bona fide gift. No compensation was given to the donor for making this gift.
  3. The reporting person agreed to convert an aggregate of$3,612,940 in indebtedness owed to him by the registrant into shares of Series A Convertible Preferred Stoc , Series A Warrants and Series B Warrants.
  4. The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long-term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.
  5. Held through an individual retirement account.
  6. These shares are held by Herzog & Co., LLC. The Repo1ting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
  7. These shares are held by John E. Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.