Filing Details
- Accession Number:
- 0000950103-21-007759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 20:45:35
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 20:45:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344018 | A Jack Pacheco | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Evp, Coo, Pres Smart Mem | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-05-20 | 7,500 | $21.55 | 98,652 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-05-20 | 6,300 | $45.08 | 92,352 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-05-20 | 1,200 | $45.58 | 91,152 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2021-05-20 | 7,500 | $0.00 | 7,500 | $21.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,500 | 2029-01-22 | No | 4 | M | Direct |
Footnotes
- The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $44.53 to $45.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.53 to $45.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.
Billionaire Hedge Funds
