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Filing Details

Accession Number:: 0001179110-21-005834
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-24 18:03:29
Reporting Period:: 2021-05-20

Accepted Time:: 2021-05-24 18:03:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610250	Boot Barn Holdings Inc.	BOOT	Retail-Shoe Stores (5661)	900776290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1766683	John Hazen	C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618	Chief Digital Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-05-20	571	$71.62	579	No	4	F	Direct
Common Stock	Acquisiton	2021-05-20	3,107	$28.63	3,686	No	4	M	Direct
Common Stock	Disposition	2021-05-20	3,107	$71.64	579	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2021-05-20	3,107	$0.00	3,107	$28.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,214		2029-05-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	21,202	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$18.66	2026-03-19	22,508	22,508	Direct
Common Stock	Options	$20.94	2030-05-21	12,213	12,213	Direct
Common Stock	Options	$24.08	2030-05-20	13,035	13,035	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-03-19	22,508	22,508	Direct
2030-05-21	12,213	12,213	Direct
2030-05-20	13,035	13,035	Direct

Footnotes

On May 20, 2021, in connection with the vesting of shares underlying an aggregate of 1,150 previously disclosed restricted stock units awarded on May 20, 2019 with vesting on May 20 of each year during the applicable vesting period, the issuer withheld 571 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $71.62 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 20, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 4 below.
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Reflects the weighted average price of sales on May 20, 2021. The shares were sold in multiple transactions at prices ranging from $70.46 to $73.61, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 20, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.