Home > Insider Trading > Filing (0001209191-21-035469)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880807	American Superconductor Corp	AMSC	Motors & Generators (3621)	042959321

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1703463	Jr W John Kosiba	C/O American Superconductor Corporation 114 East Main St Ayer MA 01432	Svp, Cfo & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-05-20	30,000	$0.00	244,579	No	4	A	Direct
Common Stock	Disposition	2021-05-24	5,794	$14.18	238,785	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,262	Indirect	By 401(k) Plan

Footnotes

The restricted stock award was granted on May 20, 2021. The award will vest as follows: (a) 4,000 shares will vest on May 20, 2022, 4,000 shares will vest on May 20, 2023, and 4,000 shares will vest on May 20, 2024, and (b) 18,000 shares will vest upon the achievement of specified performance objectives.
Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on May 21, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
The sales were executed in multiple trades at prices ranging from $13.88-$14.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Following all the transactions reported on this Form 4, the reporting person holds 238,785 shares directly.
Following all the transactions reported on this Form 4, the reporting person holds 5,262 shares indirectly through the company's 401(k) plan as of May 24, 2021.