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Home > Insider Trading > Filing (0000913760-21-000100)

Filing Details

Accession Number:: 0000913760-21-000100
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-24 17:18:13
Reporting Period:: 2021-05-20

Accepted Time:: 2021-05-24 17:18:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
913760	Stonex Group Inc.	SNEX	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	592921318

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1569789	Andrew Philip Smith	230 Park Avenue 10Th Floor New York NY 10169		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2021-05-20	1,538	$25.91	133,010	No	4	M	Direct
Common	Disposition	2021-05-20	1,538	$70.25	131,472	No	4	S	Direct
Common	Acquisiton	2021-05-21	2,465	$25.91	133,937	No	4	M	Direct
Common	Disposition	2021-05-21	2,465	$70.25	131,472	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2021-05-20	1,538	$0.00	1,538	$25.91
Common Stock	Stock Options	Disposition	2021-05-21	2,465	$0.00	2,465	$25.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
142,465	2016-12-16	2021-12-16	No	4	M	Direct
140,000	2016-12-16	2021-12-16	No	4	M	Direct

Footnotes

All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.