Filing Details
- Accession Number:
- 0001225208-21-008457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 17:04:34
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 17:04:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | Raytheon Technologies Corp | RTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531769 | R Michael Dumais | 870 Winter Street Waltham MA 02451 | Evp,Chf Transformation Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-20 | 18,000 | $62.41 | 74,374 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-20 | 4,722 | $84.64 | 69,652 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-20 | 13,278 | $84.60 | 56,374 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2021-05-24 | 16,476 | $62.41 | 72,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-24 | 4,552 | $86.27 | 68,298 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-24 | 11,924 | $86.23 | 56,374 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-05-20 | 18,000 | $0.00 | 18,000 | $62.41 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-05-24 | 16,476 | $0.00 | 16,476 | $62.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,476 | 2016-01-02 | 2023-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-02 | 2023-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,851 | Indirect | By Savings Plan Trustee |
Footnotes
- The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX).
- The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.635 to $84.637 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.2701 to $86.2800 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Billionaire Hedge Funds
