Filing Details
- Accession Number:
- 0001209191-21-035328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 16:29:31
- Reporting Period:
- 2021-05-24
- Accepted Time:
- 2021-05-24 16:29:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1801754 | Trean Insurance Group Inc. | TIG | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576010 | Altaris Health Partners Iii, L.p. | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1678582 | Altaris Constellation Partners, L.p. | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1777236 | Altaris Partners, Llc | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1777239 | George Aitken-Davies | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818198 | Acp-Bhc Llc | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818209 | Ahp Constellation Gp, L.p. | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818311 | Ahp-Th Llc | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818325 | Acp-Th Llc | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818327 | Ahp-Bhc Llc | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1818340 | Ahp Iii Gp, L.p. | 10 East 53Rd Street, 31St Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-05-24 | 47 | $13.30 | 270 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-05-24 | 3,458,076 | $13.30 | 19,545,133 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-05-24 | 12 | $13.30 | 61 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-05-24 | 792,363 | $13.30 | 4,478,455 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of Trean Insurance Group, Inc. that closed on May 24, 2021.
- The securities are held of record by AHP-TH LLC.
- Altaris Health Partners III, L.P. is the sole owner of each of AHP-TH LLC and AHP-BHC LLC, and may be deemed to beneficially own the shares of common stock of the Issuer owned by each of AHP-TH LLC and AHP-BHC LLC. AHP III GP, L.P. is the general partner of Altaris Health Partners III, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by Altaris Health Partners III, L.P. Altaris Partners, LLC is the general partner of AHP III GP, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by AHP III GP, L.P.
- George Aitken-Davies and Daniel Tully are the Managers of Altaris Partners, LLC. Each of Mr. Aitken-Davies and Mr. Tully is in a position directly and indirectly to determine the investment and voting decisions made by Altaris Partners, LLC and the affiliated entities listed above. Mr. Aitken-Davies and Mr. Tully may each be deemed to have voting and investment power with respect to all shares of common stock of the Issuer held beneficially by Altaris Partners, LLC through the reporting persons described in these footnotes.
- Each reporting person disclaims beneficial ownership of all shares of common stock of the Issuer except to the extent of his or its pecuniary interest therein.
- The securities are held of record by AHP-BHC LLC.
- The securities are held of record by ACP-TH LLC.
- Altaris Constellation Partners, L.P. is the sole owner of each of ACP-TH LLC and ACP-BHC LLC, and may be deemed to beneficially own the shares of common stock of the Issuer owned by each of ACP-TH LLC and ACP-BHC LLC. AHP Constellation GP, L.P. is the general partner of Altaris Constellation Partners, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by Altaris Constellation Partners, L.P. Altaris Partners, LLC is the general partner of AHP Constellation GP, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by AHP Constellation GP, L.P.
- The securities are held of record by ACP-BHC LLC.