Filing Details

Accession Number:
0001209191-21-035328
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 16:29:31
Reporting Period:
2021-05-24
Accepted Time:
2021-05-24 16:29:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1801754 Trean Insurance Group Inc. TIG () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576010 Altaris Health Partners Iii, L.p. 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1678582 Altaris Constellation Partners, L.p. 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1777236 Altaris Partners, Llc 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1777239 George Aitken-Davies 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818198 Acp-Bhc Llc 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818209 Ahp Constellation Gp, L.p. 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818311 Ahp-Th Llc 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818325 Acp-Th Llc 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818327 Ahp-Bhc Llc 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
1818340 Ahp Iii Gp, L.p. 10 East 53Rd Street, 31St Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-24 47 $13.30 270 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-24 3,458,076 $13.30 19,545,133 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-24 12 $13.30 61 No 4 S Indirect See footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-24 792,363 $13.30 4,478,455 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. Reflects sales of shares in the secondary offering of common stock of Trean Insurance Group, Inc. that closed on May 24, 2021.
  2. The securities are held of record by AHP-TH LLC.
  3. Altaris Health Partners III, L.P. is the sole owner of each of AHP-TH LLC and AHP-BHC LLC, and may be deemed to beneficially own the shares of common stock of the Issuer owned by each of AHP-TH LLC and AHP-BHC LLC. AHP III GP, L.P. is the general partner of Altaris Health Partners III, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by Altaris Health Partners III, L.P. Altaris Partners, LLC is the general partner of AHP III GP, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by AHP III GP, L.P.
  4. George Aitken-Davies and Daniel Tully are the Managers of Altaris Partners, LLC. Each of Mr. Aitken-Davies and Mr. Tully is in a position directly and indirectly to determine the investment and voting decisions made by Altaris Partners, LLC and the affiliated entities listed above. Mr. Aitken-Davies and Mr. Tully may each be deemed to have voting and investment power with respect to all shares of common stock of the Issuer held beneficially by Altaris Partners, LLC through the reporting persons described in these footnotes.
  5. Each reporting person disclaims beneficial ownership of all shares of common stock of the Issuer except to the extent of his or its pecuniary interest therein.
  6. The securities are held of record by AHP-BHC LLC.
  7. The securities are held of record by ACP-TH LLC.
  8. Altaris Constellation Partners, L.P. is the sole owner of each of ACP-TH LLC and ACP-BHC LLC, and may be deemed to beneficially own the shares of common stock of the Issuer owned by each of ACP-TH LLC and ACP-BHC LLC. AHP Constellation GP, L.P. is the general partner of Altaris Constellation Partners, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by Altaris Constellation Partners, L.P. Altaris Partners, LLC is the general partner of AHP Constellation GP, L.P., and may be deemed to beneficially own the shares of common stock of the Issuer beneficially owned by AHP Constellation GP, L.P.
  9. The securities are held of record by ACP-BHC LLC.