Filing Details
- Accession Number:
- 0001628280-21-010971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 16:13:58
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 16:13:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582049 | D. Bren Higgins | One Technology Drive Milpitas CA 95035 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-20 | 1,418 | $310.97 | 410 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted Stock Units | 74,776 | Direct |
Footnotes
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.
- Represents the weighted average sales price for the shares. The sales prices ranged from $310.94 to $311.015. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
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