Filing Details

Accession Number:
0001213900-21-028750
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 16:02:25
Reporting Period:
2021-05-20
Accepted Time:
2021-05-24 16:02:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
894871 Themaven Inc. MVEN Cable & Other Pay Television Services (4841) 680232575
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No No Yes
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1642765 Brc Partners Opportunity Fund, Lp 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No No Yes
1658704 B. Riley Capital Management, Llc 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1749420 Brc Partners Management Gp, Llc 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No No Yes
1776226 B. Riley Principal Investments, Llc 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No No Yes
1835164 Brf Finance Co., Llc 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-05-20 2,857,143 $0.70 63,025,483 No 4 P Indirect By B. Riley Principal Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By B. Riley Principal Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 7,612,089 Indirect By BRC Partners Opportunity Fund, LP
Common Stock, Par Value $0.01 Per Share 8,417,500 Indirect By BRF Finance Co., LLC
Footnotes
  1. This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), BRF Finance Co., LLC, a Delaware limited liability company ("BRF Finance") and Bryant R. Riley.
  2. BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the "Issuer") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein.
  3. Bryant R. Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein.