Filing Details
- Accession Number:
- 0001213900-21-028750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 16:02:25
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 16:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
894871 | Themaven Inc. | MVEN | Cable & Other Pay Television Services (4841) | 680232575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1776226 | B. Riley Principal Investments, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1835164 | Brf Finance Co., Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-05-20 | 2,857,143 | $0.70 | 63,025,483 | No | 4 | P | Indirect | By B. Riley Principal Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley Principal Investments, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 7,612,089 | Indirect | By BRC Partners Opportunity Fund, LP |
Common Stock, Par Value $0.01 Per Share | 8,417,500 | Indirect | By BRF Finance Co., LLC |
Footnotes
- This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), BRF Finance Co., LLC, a Delaware limited liability company ("BRF Finance") and Bryant R. Riley.
- BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the "Issuer") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein.
- Bryant R. Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein.