Filing Details
- Accession Number:
- 0001415889-21-002642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-21 18:45:16
- Reporting Period:
- 2021-05-19
- Accepted Time:
- 2021-05-21 18:45:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285819 | Omeros Corp | OMER | Pharmaceutical Preparations (2834) | 911663741 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472160 | Md A Gregory Demopulos | C/O Omeros Corporation 201 Elliott Avenue West Seattle WA 98119 | Chairman, Ceo & President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-19 | 36,857 | $4.10 | 2,063,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-19 | 36,857 | $17.07 | 2,026,986 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-20 | 36,856 | $4.10 | 2,063,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-20 | 36,856 | $14.96 | 2,026,986 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-19 | 36,857 | $0.00 | 36,857 | $4.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-20 | 36,856 | $0.00 | 36,856 | $4.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,569 | 2022-01-07 | No | 4 | M | Direct | |
| 73,713 | 2022-01-07 | No | 4 | M | Direct |
Footnotes
- Open market sale pursuant to a previously established Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2020 for expiring options. The trading schedule, including sale dates and the number of shares to be sold, was established at the time of the trading plan's adoption in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- This transaction was executed in multiple trades at prices ranging from $16.92 to $17.60; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions referenced in this footnote were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $13.87 to $15.27; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions referenced in this footnote were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- The shares subject to this option vested and became exercisable over 48 monthly installments, with a vesting commencement date of April 1, 2011.
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