Filing Details
- Accession Number:
- 0001140361-11-024545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 16:07:51
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 16:07:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037760 | Cepheid | CPHD | Laboratory Analytical Instruments (3826) | 770441625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187325 | L Thomas Gutshall | C/O Cepheid 904 Caribbean Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-28 | 29,741 | $0.00 | 808,000 | No | 5 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2011-04-29 | 1,050 | $0.00 | 88,075 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 5,000 | $4.33 | 93,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 5,000 | $32.27 | 88,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-04-29 | 1,050 | $0.00 | 1,050 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-02 | 5,000 | $0.00 | 5,000 | $4.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 70,000 | 2012-09-23 | No | 4 | M | Direct |
Footnotes
- All shares are held by the Gutshall Family Trust DTD 3-7-90, of which the Reporting Person is a co-trustee.
- Vesting of restricted stock units ("RSUs") granted to the Reporting Person on April 29, 2010.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $32.27 to $32.271 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- The RSUs are 100% vested. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting.
- The stock option grant is 100% vested and immediately exercisable.
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