Filing Details
- Accession Number:
- 0001137411-11-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 16:00:28
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 16:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305744 | Nan Mattai | M/S 124-223 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr Vp, Engineering And Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 10,400 | $20.97 | 10,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 3,202 | $63.19 | 7,198 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 7,198 | $63.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-29 | 10,400 | $0.00 | 10,400 | $20.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,806 | Indirect | By Savings Plan |
| Common Stock | 710 | Indirect | By IRA |
| Common Stock | 6,601 | Indirect | By Spouse's Savings Plan |
| Common Stock | 186 | Indirect | By Spouse |
Footnotes
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2011.
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of April 5, 2011.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on September 11, 2003, 2004 and 2005.
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