Filing Details
- Accession Number:
- 0001209191-21-034871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-21 16:00:56
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-21 16:00:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1748691 | Mark Kaye | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-20 | 595 | $156.14 | 6,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-20 | 595 | $325.08 | 5,989 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-20 | 1,740 | $173.58 | 7,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-20 | 1,740 | $325.08 | 5,989 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-20 | 595 | $0.00 | 595 | $156.14 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-20 | 1,740 | $0.00 | 1,740 | $173.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-10-23 | 2028-10-23 | No | 4 | M | Direct |
| 0 | 2020-02-25 | 2029-02-25 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
