Filing Details
- Accession Number:
- 0001181431-11-026654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 15:48:42
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 15:48:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1398006 | Oak Ridge Financial Services Inc. | BKOR | National Commercial Banks (6021) | 208550086 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418384 | W Thomas Wayne | Po Box 2 Oak Ridge NC 27310 | Sr. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-02 | 900 | $4.24 | 5,900 | No | 4 | P | Indirect | IRA |
| Common Stock | Acquisiton | 2011-05-02 | 280 | $4.25 | 6,180 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Indirect | IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-08-18 | 4,000 | $4.82 | 4,000 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,569 | 2011-08-19 | 2020-08-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,989 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.80 | 2005-12-20 | 2011-04-30 | 625 | 625 | Direct |
| Common Stock | Stock Option | $10.40 | 2005-12-20 | 2013-03-19 | 6,250 | 6,875 | Direct |
| Common Stock | Stock Option | $10.00 | 2005-12-20 | 2013-08-19 | 7,063 | 13,938 | Direct |
| Common Stock | Stock Option | $10.00 | 2005-12-20 | 2014-08-18 | 14,375 | 28,313 | Direct |
| Common Stock | Stock Option | $11.00 | 2005-12-20 | 2015-12-21 | 2,256 | 30,569 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-30 | 625 | 625 | Direct |
| 2013-03-19 | 6,250 | 6,875 | Direct |
| 2013-08-19 | 7,063 | 13,938 | Direct |
| 2014-08-18 | 14,375 | 28,313 | Direct |
| 2015-12-21 | 2,256 | 30,569 | Direct |
Footnotes
- The stock options granted on August 18, 2010, vest over a five year period with the first 20% vesting on August 19, 2011 and the remaining 80% vesting over the next four years, with the last 205 vesting on august 19, 2015.
Billionaire Hedge Funds
