Filing Details
- Accession Number:
- 0001104659-21-070118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 21:24:54
- Reporting Period:
- 2021-05-18
- Accepted Time:
- 2021-05-20 21:24:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399520 | One Group Hospitality Inc. | STKS | Retail-Eating Places (5812) | 141961545 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581001 | Jonathan Segal | 1624 Market St. Suite 311 Denver CO 80202 | Director, Business Development | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-18 | 6,402 | $11.26 | 4,354,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 5,781 | $10.53 | 4,348,322 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-18 | 2,123 | $2.73 | 4,350,445 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-18 | 2,123 | $11.51 | 4,348,322 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2021-05-18 | 2,123 | $2.73 | 2,123 | $2.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 492,377 | 2021-03-31 | 2026-04-07 | No | 4 | M | Direct |
Footnotes
- Reflects shares sold for tax liability upon the vesting of restricted stock units.
- Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.97 to $11.49, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.26 to $10.86, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.58, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
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