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Filing Details

Accession Number:: 0001438133-21-000050
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-20 21:33:26
Reporting Period:: 2021-05-18

Accepted Time:: 2021-05-20 21:33:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1438133	Tandem Diabetes Care Inc	TNDM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238935	J Christopher Twomey	C/O Tandem Diabetes Care, Inc. 11075 Roselle Street San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-05-19	189	$73.73	20,189	No	4	M	Indirect	See Footnote
Common Stock	Acquisiton	2021-05-19	135	$73.73	14,635	No	4	M	Indirect	See Footnotes
Common Stock	Disposition	2021-05-19	157	$89.03	20,032	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-05-19	112	$89.03	14,523	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See Footnote
No	4	M	Indirect	See Footnotes
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Acquisiton	2021-05-18	2,205	$0.00	2,205	$0.00
Common Stock	Warrant	Acquisiton	2021-05-19	189	$73.73	189	$73.73
Common Stock	Warrant	Acquisiton	2021-05-19	135	$73.73	135	$73.73

Remaning Holdings	Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,205		No	4	A	Direct
0	2021-05-19	No	4	M	Indirect
0	2021-05-19	No	4	M	Indirect

Footnotes

The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.726. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.
The securities are held by the Chris J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002.
The securities are directly owed by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein.
Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").
Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2013 Plan.
The expiration date for this warrant is August 31, 2021.