Filing Details

Accession Number:
0001628280-21-010822
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-20 20:28:37
Reporting Period:
2021-05-19
Accepted Time:
2021-05-20 20:28:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1665300 Phunware Inc. PHUN Services-Computer Processing & Data Preparation (7374) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796571 Eric Manlunas C/O Phunware, Inc.
7800 Shoal Creek Blvd S230
Austin TX 78757
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-19 46,204 $1.28 83,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 184,296 Indirect By Wavemaker Phunware Partners LP
Common Stock 555,007 Indirect By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP)
Common Stock 164,386 Indirect By Wavemaker Partners III LP
Common Stock 329,037 Indirect By Kmeleon International Limited
Footnotes
  1. The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.28 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  2. The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization.