Filing Details
- Accession Number:
- 0001628280-21-010822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 20:28:37
- Reporting Period:
- 2021-05-19
- Accepted Time:
- 2021-05-20 20:28:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1665300 | Phunware Inc. | PHUN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796571 | Eric Manlunas | C/O Phunware, Inc. 7800 Shoal Creek Blvd S230 Austin TX 78757 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-19 | 46,204 | $1.28 | 83,156 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 184,296 | Indirect | By Wavemaker Phunware Partners LP |
Common Stock | 555,007 | Indirect | By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP) |
Common Stock | 164,386 | Indirect | By Wavemaker Partners III LP |
Common Stock | 329,037 | Indirect | By Kmeleon International Limited |
Footnotes
- The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.28 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
- The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization.