Filing Details
- Accession Number:
- 0001209191-21-034670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 19:55:17
- Reporting Period:
- 2021-05-17
- Accepted Time:
- 2021-05-20 19:55:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701397 | Robert Duchscher | 7301 Ohms Lane Suite 600 Edina MN 55439 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2021-05-17 | 7,863 | $12.50 | 133,911 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-05-18 | 7,197 | $12.65 | 126,714 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-05-19 | 7,195 | $12.36 | 119,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported.
- The transaction was executed in multiple trades at prices ranging from $12.35 to $12.62. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $12.52 to $12.79. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $12.11 to $12.67. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
