Filing Details
- Accession Number:
- 0001593968-21-001393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 18:38:33
- Reporting Period:
- 2021-05-14
- Accepted Time:
- 2021-05-20 18:38:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1668673 | Petiq Inc. | PETQ | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1781014 | A Michael Smith | 923 S Bridge Way Pl Eagle ID 83616-6885 | Evp - Products | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-05-19 | 13,787 | $26.76 | 13,787 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-05-19 | 3,160 | $19.49 | 16,947 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-05-19 | 16,947 | $40.11 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-05-14 | 1,085 | $40.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2021-05-19 | 13,787 | $26.76 | 13,787 | $26.76 |
| Class A Common Stock | Option (right to buy) | Disposition | 2021-05-19 | 3,160 | $19.49 | 3,160 | $19.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 86,213 | 2020-05-28 | 2029-05-28 | No | 4 | M | Direct |
| 9,483 | 2021-03-12 | 2030-03-12 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.50. The reporting person undertakes to provide to PetIQ, Inc., any security holder of PetIQ, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The options vest in approximately equal installments on each of the first four anniversaries of May 28, 2019, subject to the reporting person's continuous service as an employee of the Issuer.
- The options vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject to the reporting person's continuous service as an employee of the Issuer.
Billionaire Hedge Funds
