Filing Details
- Accession Number:
- 0001251769-21-000070
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 17:56:20
- Reporting Period:
- 2021-05-19
- Accepted Time:
- 2021-05-20 17:56:20
- Original Submission Date:
- 2021-05-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1251769 | Apollo Endosurgery Inc. | APEN | Surgical & Medical Instruments & Apparatus (3841) | 161630142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1722733 | David Pacitti | C/O Apollo Endosurgery, Inc. 1120 S. Cap Of Tx Hwy, Bldg. 1, Ste 300 Austin TX 78746 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-19 | 600 | $6.64 | 18,142 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 200 | $6.67 | 17,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 800 | $6.70 | 17,142 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 100 | $6.71 | 17,042 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 300 | $6.72 | 16,742 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 600 | $6.73 | 16,142 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 600 | $6.80 | 15,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 500 | $6.81 | 15,042 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 20 | $6.85 | 15,022 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 1,100 | $6.88 | 13,922 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 464 | $6.89 | 13,458 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 3,144 | $6.90 | 10,314 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 5,524 | $6.91 | 4,790 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 3,400 | $6.92 | 1,390 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 600 | $6.93 | 790 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-19 | 790 | $6.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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