Filing Details
- Accession Number:
- 0001730168-21-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 17:24:08
- Reporting Period:
- 2021-05-18
- Accepted Time:
- 2021-05-20 17:24:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 46 | $434.33 | 2,550 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 42 | $436.07 | 2,508 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 68 | $437.12 | 2,440 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 68 | $438.43 | 2,372 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 128 | $439.64 | 2,244 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 120 | $440.85 | 2,124 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 30 | $441.62 | 2,094 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-18 | 28 | $442.96 | 2,066 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 60 | $428.53 | 2,006 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 60 | $429.83 | 1,946 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 30 | $432.65 | 1,916 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 46 | $434.21 | 1,870 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 61 | $435.67 | 1,809 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 56 | $437.21 | 1,753 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 98 | $438.34 | 1,655 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 84 | $439.72 | 1,571 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-19 | 35 | $441.14 | 1,536 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $434.26 to $434.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 476 restricted stock units.
- Transaction executed in multiple trades at prices ranging from $435.94 to $436.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $436.96 to $437.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $438.15 to $438.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $439.17 to $440.09 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $440.34 to $441.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $428.11 to $428.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $429.41 to $430.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $433.86 to $434.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $435.50 to $435.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $436.76 to $437.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $438.07 to $438.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $439.64 to $439.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $441.05 to $441.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
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