Filing Details
- Accession Number:
- 0000898770-21-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 17:18:39
- Reporting Period:
- 2021-05-18
- Accepted Time:
- 2021-05-20 17:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-18 | 10,799 | $3.80 | 98,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-18 | 10,799 | $16.75 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-19 | 8,000 | $3.80 | 96,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-19 | 8,000 | $16.60 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-20 | 23,024 | $4.80 | 111,112 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-20 | 23,024 | $16.52 | 88,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-18 | 10,799 | $3.80 | 10,799 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-19 | 8,000 | $3.80 | 8,000 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-20 | 23,024 | $4.80 | 23,024 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 259,743 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 251,743 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 228,719 | 2018-09-28 | 2024-09-28 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
- This represents the weighted average sale of 8,000 shares. Shares were sold between a range of $16.60 and $16.63.
- Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
- This represents the weighted average sale of 23,024 shares. Shares were sold between a range of $16.51 and $16.60.
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