Filing Details
- Accession Number:
- 0001062993-21-004896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 15:00:44
- Reporting Period:
- 2021-05-19
- Accepted Time:
- 2021-05-20 15:00:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679723 | J John Bryant | C/O Oshkosh Corporation 1917 Four Wheel Drive Oshkosh WI 54902 | Evp And Pres, Defense Segment | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-19 | 7,300 | $132.36 | 11,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-19 | 5,225 | $86.59 | 16,995 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-19 | 5,225 | $131.97 | 11,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-19 | 2,500 | $66.09 | 14,270 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-19 | 2,500 | $131.86 | 11,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-19 | 1,916 | $90.28 | 13,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-19 | 1,916 | $132.12 | 11,770 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2021-05-19 | 5,225 | $0.00 | 5,225 | $86.59 |
| Common Stock | Options | Disposition | 2021-05-19 | 2,500 | $0.00 | 2,500 | $66.09 |
| Common Stock | Options | Disposition | 2021-05-19 | 1,916 | $0.00 | 1,916 | $90.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-11-20 | No | 4 | M | Direct | |
| 2,500 | 2028-11-19 | No | 4 | M | Direct | |
| 3,834 | 2029-11-18 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $132.28 to $132.36. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $131.97 to $132.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $131.85 to $131.94. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $131.99 to $132.17. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
- Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
- Options vest in one-third (1/3) annual increments commencing on 11/18/2020.
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