Filing Details
- Accession Number:
- 0001829238-21-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 13:39:15
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-05-20 13:39:15
- Original Submission Date:
- 2021-03-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1829576 | Carter Bankshares Inc. | CARE | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1829238 | L. Elizabeth Walsh | 1300 Kings Mountain Rd. Martinsville VA 24112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-15 | 40 | $14.15 | 3,860 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,769 | Indirect | by Carriage Square |
Common Stock | 367,771 | Indirect | by EASG, LLC |
Common Stock | 16,000 | Indirect | by Lester Family Holdings |
Footnotes
- On March 25, 2021, the reporting person filed a Form 4 which inadvertently reported that she indirectly held 13,000 shares of the issuer's common stock through Lester Family Holdings, LLC. In fact, as reported in this amendment, the reporting person indirectly holds 16,000 shares of stock through Lester Family Holdings, LLC. Additionally, the reporting person's Form 4 filed on March 25, 2021 inadvertently reflected that the reporting person indirectly held 11,300 shares as custodian for an adult family member and 31,175 shares held in trust. The reporting person does not hold these shares for Section 16 reporting purposes. This amendment amends and restates the prior Form 4 in its entirely.