Filing Details

Accession Number:
0001654954-21-006068
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-20 09:13:27
Reporting Period:
2021-02-04
Accepted Time:
2021-05-20 09:13:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663158 M. August Vlak 112 Bridge Street
Naugatuck CT 06770
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-04 38 $24.51 19,202 No 4 L Direct
Class A Common Stock Acquisiton 2021-03-05 34 $26.82 19,236 No 4 L Direct
Class A Common Stock Acquisiton 2021-03-15 8 $26.51 19,244 No 5 P Direct
Class A Common Stock Acquisiton 2021-04-06 42 $27.51 19,286 No 4 L Direct
Class A Common Stock Acquisiton 2021-05-05 31 $29.29 19,317 No 4 L Direct
Class A Common Stock Acquisiton 2021-05-10 16,667 $19.10 35,984 No 4 M Direct
Class A Common Stock Disposition 2021-05-10 13,062 $31.21 22,922 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 L Direct
No 5 P Direct
No 4 L Direct
No 4 L Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2021-05-10 16,667 $0.00 16,667 $19.10
Common Stock Stock Appreciation Rights Acquisiton 2021-04-27 20,000 $0.00 20,000 $24.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-01 2022-03-02 No 4 M Direct
20,000 2021-02-01 2023-02-07 No 4 A Direct
Footnotes
  1. Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
  2. Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
  3. The reporting person received 3,605 shares of common stock upon the net exercise of 16,667 stock appreciation rights (SARs). A total of 13,062 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.