Filing Details
- Accession Number:
- 0001654954-21-006066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 09:00:15
- Reporting Period:
- 2021-02-04
- Accepted Time:
- 2021-05-20 09:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31107 | Eastern Co | EML | Cutlery, Handtools & General Hardware (3420) | 060330020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187212 | Iii L John Sullivan | 112 Bridge Street Naugatuck CT 06770 | Vice President & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-04 | 8 | $24.51 | 31,097 | No | 4 | L | Direct | |
Class A Common Stock | Acquisiton | 2021-03-05 | 7 | $26.82 | 31,104 | No | 4 | L | Direct | |
Class A Common Stock | Acquisiton | 2021-03-15 | 104 | $26.51 | 31,208 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2021-04-06 | 9 | $27.51 | 31,217 | No | 4 | L | Direct | |
Class A Common Stock | Acquisiton | 2021-05-05 | 7 | $29.29 | 31,224 | No | 4 | L | Direct | |
Class A Common Stock | Acquisiton | 2021-05-10 | 8,333 | $19.10 | 39,557 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-05-10 | 5,100 | $31.21 | 34,457 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 5 | P | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2021-05-10 | 8,333 | $0.00 | 8,333 | $19.10 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2021-04-27 | 10,000 | $0.00 | 10,000 | $24.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-01 | 2022-03-02 | No | 4 | M | Direct |
10,000 | 2021-02-01 | 2023-02-07 | No | 4 | A | Direct |
Footnotes
- Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.
- Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
- The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.