Filing Details
- Accession Number:
- 0001437749-21-012849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 06:10:21
- Reporting Period:
- 2021-05-18
- Accepted Time:
- 2021-05-20 06:10:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
787253 | Natural Alternatives International Inc | NAII | Medicinal Chemicals & Botanical Products (2833) | 841007839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063480 | E Joe Davis | 1535 Faraday Avenue Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-18 | 10,000 | $3.52 | 119,296 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-18 | 2,410 | $14.61 | 116,886 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2021-05-18 | 10,000 | $0.00 | 10,000 | $3.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-06-13 | 2021-06-12 | No | 4 | M | Direct |
Footnotes
- Represents the outside director's net exercise of an Option for 10,000 shares. A net exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this net exercise, the Reporting Person surrendered 2,410 shares underlying the option and acquired ownership of an additional 7590 shares of common stock.
- The exercise price of the stock option.
- The shares were valued for determination of the exercise consideration at the closing price of the shares on Nasdaq on the day before exercise.