Filing Details
- Accession Number:
- 0000921895-21-001430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-19 21:05:30
- Reporting Period:
- 2021-05-17
- Accepted Time:
- 2021-05-19 21:05:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849399 | Nortonlifelock Inc. | NLOK | Services-Prepackaged Software (7372) | 770181864 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410600 | A Peter Feld | 777 Third Avenue, 18Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 144,302 | $26.44 | 8,131,128 | No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund Ltd |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 96,201 | $26.53 | 8,034,927 | No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund Ltd |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 25,938 | $26.44 | 1,461,607 | No | 4 | S | Indirect | By Starboard Value and Opportunity S LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 17,293 | $26.53 | 1,444,314 | No | 4 | S | Indirect | By Starboard Value and Opportunity S LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 14,868 | $26.44 | 837,800 | No | 4 | S | Indirect | By Starboard Value and Opportunity C LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 9,912 | $26.53 | 827,888 | No | 4 | S | Indirect | By Starboard Value and Opportunity C LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 10,829 | $26.44 | 731,322 | No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 2,113 | $26.44 | 729,209 | No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 7,219 | $26.53 | 721,990 | No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 1,408 | $26.53 | 720,582 | No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 17,371 | $26.44 | 978,849 | No | 4 | S | Indirect | By Starboard Leaders Select VI LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 11,581 | $26.53 | 967,268 | No | 4 | S | Indirect | By Starboard Leaders Select VI LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 14,336 | $26.44 | 807,828 | No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund L LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 9,558 | $26.53 | 798,270 | No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund L LP |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 20,369 | $26.44 | 1,147,742 | No | 4 | S | Indirect | By Starboard X Master Fund Ltd |
Common Stock, $0.01 Par Value | Disposition | 2021-05-18 | 13,579 | $26.53 | 1,134,163 | No | 4 | S | Indirect | By Starboard X Master Fund Ltd |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund Ltd |
No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund Ltd |
No | 4 | S | Indirect | By Starboard Value and Opportunity S LLC |
No | 4 | S | Indirect | By Starboard Value and Opportunity S LLC |
No | 4 | S | Indirect | By Starboard Value and Opportunity C LP |
No | 4 | S | Indirect | By Starboard Value and Opportunity C LP |
No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
No | 4 | S | Indirect | By Starboard Leaders Tango LLC |
No | 4 | S | Indirect | By Starboard Leaders Select VI LP |
No | 4 | S | Indirect | By Starboard Leaders Select VI LP |
No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund L LP |
No | 4 | S | Indirect | By Starboard Value and Opportunity Master Fund L LP |
No | 4 | S | Indirect | By Starboard X Master Fund Ltd |
No | 4 | S | Indirect | By Starboard X Master Fund Ltd |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 2,777,042 | Indirect | By Managed Accounts of Starboard Value LP |
Common Stock, $0.01 Par Value | 52,226 | Direct |
Footnotes
- Due to the Securities and Exchange Commission's electronic filing system limitation of thirty line items on Table I, this Form 4 filing is part two of two reporting transactions that were executed on May 17, 2021 and May 18, 2021.
- Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities owned directly by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities owned directly by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities owned directly by Starboard Value and Opportunity Master Fund L LP ("Starboard L Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard L Master, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard L Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities beneficially owned by Starboard X Master Fund Ltd ("Starboard X Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard X Master, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard X Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.