Filing Details
- Accession Number:
- 0001127602-11-014629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 14:48:51
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 14:48:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186875 | A John Ornell | 34 Maple Street Milford MA 01757 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 40,000 | $21.39 | 43,004 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 40,000 | $38.99 | 83,004 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 50,000 | $47.12 | 133,004 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 50,000 | $32.12 | 183,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 19,602 | $98.01 | 163,402 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 40,000 | $97.86 | 123,402 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 50,000 | $97.81 | 73,402 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 20,398 | $97.98 | 53,004 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 50,000 | $97.77 | 3,004 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-29 | 40,000 | $0.00 | 40,000 | $21.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-29 | 40,000 | $0.00 | 40,000 | $38.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-29 | 50,000 | $0.00 | 50,000 | $47.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-29 | 50,000 | $0.00 | 50,000 | $32.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-12-30 | 2012-12-30 | No | 4 | M | Direct |
| 0 | 2006-12-02 | 2015-12-02 | No | 4 | M | Direct |
| 0 | 2005-12-08 | 2014-12-08 | No | 4 | M | Direct |
| 0 | 2004-12-11 | 2013-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,357 | Indirect | By 401k Plan |
| Common Stock | 3,000 | Indirect | By Daughters |
| Common Stock | 5,237 | Indirect | By Espp |
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