Filing Details
- Accession Number:
- 0001209191-21-034209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-19 19:18:49
- Reporting Period:
- 2021-05-17
- Accepted Time:
- 2021-05-19 19:18:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134069 | J Mark Pincus | C/O Zynga Inc. 699 Eighth Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-05-17 | 6,219 | $0.00 | 233,914 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-05-17 | 300,417 | $10.10 | 27,465,217 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-05-17 | 143,299 | $10.10 | 31,503,091 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-05-18 | 316,885 | $10.34 | 27,148,332 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-05-18 | 151,154 | $10.34 | 31,351,937 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2021-05-17 | 6,219 | $0.00 | 6,219 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Acquisiton | 2021-05-17 | 22,189 | $0.00 | 22,189 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-05-19 | No | 4 | M | Direct | |
22,189 | 2028-05-17 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
- The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021.
- The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.02 to $10.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC.
- The reported amount reflects certain non-reportable transfers from the Reporting Person to charitable organizations.
- Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares.
- The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.18 to $10.475 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Vests as follows: 25% of the restricted stock units vest on each of August 19, 2020, November 19, 2020, and February 19, 2021, and 25% of the restricted stock units vest on the earlier of May 19, 2021 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.
- Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.