Filing Details
- Accession Number:
- 0001562180-21-003606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-19 17:13:53
- Reporting Period:
- 2021-05-17
- Accepted Time:
- 2021-05-19 17:13:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459839 | Si-Bone Inc. | SIBN | Surgical & Medical Instruments & Apparatus (3841) | 262216351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754765 | A Michael Pisetsky | C/O Si-Bone, Inc. 471 El Camino Real, Suite 101 Santa Clara CA 95050 | Gc & Chief Compliance Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-17 | 1,008 | $31.40 | 78,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-17 | 894 | $31.40 | 77,526 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-18 | 1,975 | $4.32 | 79,501 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-18 | 1,975 | $32.00 | 79,036 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-18 | 1,975 | $0.00 | 1,975 | $4.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,938 | 2026-07-26 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
- Includes 1,510 shares acquired under the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 17, 2021.
- Includes 57,434 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unitrepresents a contingent right to receive one share of the Issuer's common stock.
- The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.