Filing Details

Accession Number:
0000807249-21-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-19 16:37:48
Reporting Period:
2021-05-18
Accepted Time:
2021-05-19 16:37:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Chairman & Ceo No No No No
1238894 Ggcp, Inc. 140 Greenwich Avenue
Greenwich CT 06830
No No No No
1493460 Ggcp Holdings Llc 140 Greenwich Avenue
Greenwich CT 06830
No No No No
1642122 Associated Capital Group, Inc. One Corporate Center
Rye NY 10580
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-05-18 3,822 $26.23 1,836,829 No 4 S Direct
Class A Common Stock Disposition 2021-05-19 27,633 $27.81 1,809,196 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
  2. Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.