Filing Details
- Accession Number:
- 0001567619-21-010723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-19 16:11:38
- Reporting Period:
- 2021-05-17
- Accepted Time:
- 2021-05-19 16:11:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374571 | F William Bruss | 11200 W Plank Court Wauwatosa WI 53226 | Coo / General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-17 | 4,125 | $12.75 | 30,251 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-17 | 1,923 | $20.10 | 28,328 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-17 | 100 | $20.11 | 28,228 | No | 4 | S | Direct | |
| Commons Stock | Disposition | 2021-05-17 | 1,892 | $20.11 | 26,336 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-17 | 10 | $20.15 | 26,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-17 | 200 | $20.19 | 26,126 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-18 | 1,544 | $12.75 | 27,670 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-18 | 802 | $20.00 | 26,868 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 50 | $20.01 | 26,818 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 81 | $20.01 | 26,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 100 | $20.02 | 26,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 2 | $20.04 | 26,635 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 200 | $20.05 | 26,435 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 98 | $20.05 | 26,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 191 | $20.07 | 26,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-18 | 20 | $20.10 | 26,126 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-05-17 | 4,125 | $0.00 | 4,125 | $12.75 |
| Common Stock | Stock Options | Disposition | 2021-05-18 | 1,544 | $0.00 | 1,544 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,875 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
| 24,331 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 47,170 | Indirect | By ESOP |
| Common Stock | 14,397 | Indirect | By 401k |
| Common Stock | 21 | Indirect | By Custodian |
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