Filing Details

Accession Number:
0001214659-21-005715
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-19 16:10:58
Reporting Period:
2021-05-17
Accepted Time:
2021-05-19 16:10:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048942 Scott Lefever 651 Corporate Circle, Suite 200
Golden CO 80401
Vice President Of Operations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-17 30,874 $4.10 27,399 No 4 S Direct
Common Stock Disposition 2021-05-17 100 $4.12 58,273 No 4 S Direct
Common Stock Disposition 2021-05-17 832 $4.12 58,373 No 4 S Direct
Common Stock Disposition 2021-05-17 1,050 $4.13 59,198 No 4 S Direct
Common Stock Disposition 2021-05-17 2,490 $4.14 60,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2020-11-16 2021-11-16 3,186 3,186 Direct
Common Stock Restricted Stock Units $0.00 2018-06-27 2021-06-27 3,138 6,324 Direct
Common Stock Incentive Stock Options $5.29 2015-11-23 2025-11-23 7,089 13,413 Direct
Common Stock Incentive Stock Options (Right to Buy) $3.15 2016-11-16 2026-11-16 12,500 25,913 Direct
Common Stock Incentive Stock Options (Right to buy) $3.55 2018-06-27 2028-06-27 11,424 37,337 Direct
Common Stock Incentive Stock Options (Right to buy) $4.25 2018-07-23 2028-07-23 4,443 41,780 Direct
Common Stock Incentive Stock Options (Right to buy) $4.66 2018-11-16 2028-11-16 8,703 50,483 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-16 3,186 3,186 Direct
2021-06-27 3,138 6,324 Direct
2025-11-23 7,089 13,413 Direct
2026-11-16 12,500 25,913 Direct
2028-06-27 11,424 37,337 Direct
2028-07-23 4,443 41,780 Direct
2028-11-16 8,703 50,483 Direct
Footnotes
  1. The Reporting Person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  2. The Reporting Person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  3. The Reporting Person was granted 7,089 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  4. The Reporting Person was granted 12,500 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  5. The Reporting Person was granted 11,424 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  6. The Reporting Person was granted 4,443 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  7. The Reporting Person was granted 8,703 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.