Filing Details

Accession Number:
0001104659-21-069028
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 21:28:02
Reporting Period:
2021-05-14
Accepted Time:
2021-05-18 21:28:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399520 One Group Hospitality Inc. STKS Retail-Eating Places (5812) 141961545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1772231 Tyler Loy 1624 Market St.
Suite 311
Denver CO 80202
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-14 4,644 $10.81 156,820 No 4 S Direct
Common Stock Disposition 2021-05-17 5,922 $11.23 150,898 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Reflects shares sold for tax liability upon the vesting of restricted stock units.
  2. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.20 to $11.88, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
  3. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.00 to $11.59, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.