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Filing Details

Accession Number:: 0000922423-21-000036
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-18 19:29:53
Reporting Period:: 2021-05-14

Accepted Time:: 2021-05-18 19:29:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490349	Phenixfin Corp	PFX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1358538	A David Lorber	C/O Phenixfin Corporation 445 Park Avenue, 9Th Floor New York NY 10022	Chairman & Chief Exec. Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2021-05-14	407	$36.60	407	No	4	P	Direct
Common Stock, $0.001 Par Value	Acquisiton	2021-05-14	593	$37.64	1,000	No	4	P	Direct
Common Stock, $0.001 Par Value	Acquisiton	2021-05-14	2,000	$38.80	3,000	No	4	P	Direct
Common Stock, $0.001 Par Value	Acquisiton	2021-05-17	1,000	$38.04	1,000	No	4	P	Indirect	By spouse
Common Stock, $0.001 Par Value	Acquisiton	2021-05-18	4,800	$38.42	7,800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By spouse
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	81,662	Indirect	By FrontFour Master Fund, Ltd.
Common Stock, $0.001 Par Value	2,086	Indirect	By FrontFour Opportunity Fund

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.448 to $37.90, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.7499 to $38.8499, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.2945 to $38.4999, inclusive.
Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.
Shares owned directly by FrontFour Opportunity Fund ("FrontFour Opportunity Fund") and indirectly by David A. Lorber by virtue of his position as a principal owner of the investment manager of FrontFour Opportunity Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Opportunity Fund except to the extent of his pecuniary interest therein.