Filing Details
- Accession Number:
- 0000073124-21-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-18 18:41:28
- Reporting Period:
- 2021-05-14
- Accepted Time:
- 2021-05-18 18:41:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1801431 | C Mark Gossett | 50 South La Salle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-14 | 3,276 | $119.91 | 9,504 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,621 | Indirect | 401(k) as of 3-31-2021 |
Footnotes
- Price reflects the weighted average sales price from $119.91 to $119.94. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Includes 9,504 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,321 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 653, rather than the 673 originally reported.
Billionaire Hedge Funds
